Mock PECB ISO-IEC-27001-Lead-Auditor Exams - Test ISO-IEC-27001-Lead-Auditor Pass4sure
Mock PECB ISO-IEC-27001-Lead-Auditor Exams - Test ISO-IEC-27001-Lead-Auditor Pass4sure
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PECB Certified ISO/IEC 27001 Lead Auditor exam Sample Questions (Q45-Q50):
NEW QUESTION # 45
Three auditors were assigned to conduct a certification audit in Company X. Before the audit commenced, the certification body provided the auditors' names and background information to Company X. Company X requested the replacement of one of the auditors because they are a former employee. Is this acceptable?
- A. A situation of conflict of interest is a valid reason to request the replacement of the auditor
- B. No, the auditee can request the replacement of the auditor only if a valid reason is presented such as unprofessional conduct or situations with real conflict of interest
- C. No, the auditee cannot request the replacement of auditors
Answer: B
Explanation:
Comprehensive and Detailed In-Depth
B . Correct Answer:
ISO/IEC 17021-1 (Conformity assessment - Requirements for bodies providing audit and certification of management systems) states that the auditee may request a replacement of an auditor only for valid reasons.
A former employee of the company serving as an auditor presents a potential conflict of interest (real or perceived).
Therefore, Company X's request is valid.
A . Incorrect:
While a conflict of interest is a valid reason, the replacement must be based on an objective, justified claim, and not just personal preference.
C . Incorrect:
Auditees can request an auditor's replacement, but only under justified circumstances.
Relevant Standard Reference:
ISO/IEC 17021-1:2015 Clause 9.1.3 (Impartiality and Objectivity of Auditors)
NEW QUESTION # 46
Which of the following is not a type of Information Security attack?
- A. Privacy Incidents
- B. Legal Incidents
- C. Technical Vulnerabilities
- D. Vehicular Incidents
Answer: D
Explanation:
Vehicular incidents are not a type of information security attack. A vehicular incident is an event that involves a vehicle or its driver causing damage or injury to people or property. A vehicular incident may have an impact on information security if it affects the availability or integrity of information or systems that are transported or accessed by vehicles, but it is not an intentional or malicious attack on information security.
Legal incidents are a type of information security attack that involve legal actions or disputes that may compromise the confidentiality or integrity of information or systems. Technical vulnerabilities are a type of information security attack that exploit weaknesses or flaws in software or hardware that may compromise the confidentiality, integrity, or availability of information or systems. Privacy incidents are a type of information security attack that involve unauthorized access or disclosure of personal or sensitive information that may compromise the confidentiality or integrity of information or systems. References: : CQI & IRCA ISO
27001:2022 Lead Auditor Course Handbook, page 25. : [ISO/IEC 27001 LEAD AUDITOR - PECB], page 13.
NEW QUESTION # 47
You are an experienced ISMS auditor conducting a third-party surveillance audit at an organisation which offers ICT reclamation services.
ICT equipment which companies no longer require is processed by the organisation. It is either recommissioned and reused or is securely destroyed.
You notice two servers on a bench in the corner of the room. Both have stickers on them with the server's name, IP address and admin password.
You ask the ICT Manager about them, and he tells you they were part of a shipment received yesterday from a regular customer.
Which one action should you take?
- A. Ask the auditee to remove the labels, then carry on with the audit
- B. Ask the ICT Manager to record an information security incident and initiate the information security incident management process
- C. Raise a nonconformity against control 8.20 'network security' (networks and network devices shall be secured, managed and controlled to protect information in systems and applications)
- D. Record what you have seen in your audit findings, but take no further action
- E. Raise a nonconformity against control 5.31 'Legal, staturary, regulatory and contractual requirements'
- F. Note the audit finding and check the process for dealing with incoming shipments relating to customer IT security
Answer: F
NEW QUESTION # 48
After analyzing the audit conclusions, Company X decided to accept the risk related to one of the detected nonconformities. They claimed that no corrective action was necessary; however, their decision was not documented. Is this acceptable?
- A. No, the auditee must implement corrective actions for all the observations documented during the audit
- B. Yes, the auditee's management can decide to accept the risk instead of implementing corrective actions and documenting such decision is not necessary
- C. No, the decision of the auditee to accept the risk instead of implementing corrective actions should be justified and documented
Answer: C
Explanation:
According to ISO/IEC 27001 standards, if the auditee decides to accept the risk instead of implementing corrective actions for a nonconformity, this decision should be justified and documented. Documenting such decisions is essential for maintaining the integrity of the ISMS and for demonstrating that the decision was made based on informed judgment.
NEW QUESTION # 49
A key audit process is the way auditors gather information and determine the findings' characteristics. Put the actions listed in the correct order to complete this process. The last one has been done for you.
Answer:
Explanation:
Explanation:
* Determine source of information
* Collect by means of appropriate sampling
* Reviewing
* Audit evidence
* Evaluating against audit criteria
* Audit findings
* Audit conclusions
The reviewing step involves checking the accuracy, completeness, and relevance of the collected information.
The audit evidence step involves documenting the information in a verifiable and traceable manner. The evaluating against audit criteria step involves comparing the audit evidence with the requirements of the ISO
27001 standard and the organization's own policies and objectives. The audit findings step involves identifying any nonconformities, weaknesses, or opportunities for improvement in the ISMS. The audit conclusions step involves summarizing the audit results and providing recommendations for corrective actions or enhancements.
NEW QUESTION # 50
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